Compliance & Risk

Our resources provide proven experience. Our consultants have held positions in federal law enforcement, corporate investigation departments, public accounting, private financial sectors, law firms and regulatory bodies. Ascendo collaborates with our clients to create a strategy tailored to meet the client’s internal structure, corporate objectives and budget. Our skilled team can support and contribute with AML/BSA compliance, regulatory compliance, regulatory relationships and forensic needs.
Selected industries include:
  • Domestic & foreign banking
  • Broker/dealers
  • Insurance
  • Money services business
  • Financial services
  • High value item dealers
  • Import/export
  • Healthcare
  • Accounting & law firms
  • Real estate & construction
  • Manufacturing & distribution
  • Casino & gambling
  • Travel & leisure
  • Retail

REPRESENTATIVE JOB TITLE



  • Chief Compliance Officer


  • AML Director


  • BSA Officer


  • Bank Compliance Specialists


  • Forensic Look-Backs

JOB FUNCTIONS



  • BSA/AML/KYC Compliance


  • Enforcement Action Assistance & Remediation


  • Suspicious Activity Reporting


  • Know Your Customer


  • Transaction Monitoring

REPRESENTATIVE JOB TITLE



  • Chief Risk Officer


  • Risk Managers (Operational Risk, Credit/Market, Enterprise Risk)


  • Risk Analyst

JOB FUNCTIONS



  • Risk Modeling


  • Quantitative Analysis


  • Knowledge of Regulatory Bodies


  • ERM Framework, Policies & Procedures


  • Operational Risk Management Framework


  • Regulatory Compliance Risk Managements